The old wives’ tale about black powder firearms and felons

Black_PowderUPDATE:  As of July 1, 2017 this article no longer accurately reflects current Virginia law.

See my updated article for more details.


It seems like I hear the question at least once a week.

“Can convicted felons possess black powder firearms?” 

And often when I answer the question for a client, I will get a call back from their friend/brother/cousin who will tell me that I am wrong because they have been told differently by their local game warden/deputy/gun store owner.

It is a misconception that simply will not die.

The fact that both federal and state law exempts certain black powder firearms from specific regulations is at the heart of the confusion.

Let’s look at the details.

Federal law, at 18 U.S.C. § 921(a)(3), defines a firearm as:

(A) any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm.

‘Antique firearm’ is specifically exempted from the definition.  But what exactly does that term mean?  Further in the same code section, we find the following:

(16) The term “antique firearm” means—
(A) any firearm (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) manufactured in or before 1898; or
(B) any replica of any firearm described in subparagraph (A) if such replica—
(i) is not designed or redesigned for using rimfire or conventional centerfire fixed ammunition, or
(ii) uses rimfire or conventional centerfire fixed ammunition which is no longer manufactured in the United States and which is not readily available in the ordinary channels of commercial trade; or
(C) any muzzle loading rifle, muzzle loading shotgun, or muzzle loading pistol, which is designed to use black powder, or a black powder substitute, and which cannot use fixed ammunition. For purposes of this subparagraph, the term “antique firearm” shall not include any weapon which incorporates a firearm frame or receiver, any firearm which is converted into a muzzle loading weapon, or any muzzle loading weapon which can be readily converted to fire fixed ammunition by replacing the barrel, bolt, breechblock, or any combination thereof.

Note that even under federal law, any firearm “which can be readily converted to fire fixed ammunition by replacing the barrel, bolt, breechblock, or any combination thereof” is not considered an ‘antique firearm’ and would be considered a ‘firearm’ for purposes of federal prohibitions.  The same is true for any firearm that incorporates the frame or receiver of a firearm such as a Remington 870 with a muzzle loading barrel or a Thompson Contender.

But even if the black powder firearm in question does not meet the definition of ‘firearm’ for purposes of applying federal prohibitions, we still have state law to consider.

In Virginia, the definition of ‘firearm’ is contained in a number of statues, including those governing when a background check needs to be performed.  But interestingly enough, it does not provide a definition in § 18.2-308.2 which governs possession by those convicted of a felony.  This leaves us looking to case law to determine the answer.

People will often erroneously cite to the 1997 case of Miller v. Commonwealth 492 S.E.2d 482 as proof that black powder firearms are not denied to convicted felons but this is an incorrect reading of the holding.  In Miller, the defendant did initially raise the issue of what constitutes a ‘firearm’ for purposes of § 18.2-308.2 but later dropped that issue, and the court ultimately overturned his conviction based upon a due process argument.

So we must look to other cases for answers.  In 1993, the court said in Jones v. Commonwealth (429 S.E.2d 615) that:

Code § 18.2-308.2 prohibits a felon from possessing a device that has the actual capacity to do serious harm because of its ability to expel a projectile by the power of an explosion, and it is not concerned with the use or display of a device that may [merely] have the appearance of a firearm.

This holding was followed in 1998 in Gregory v. Commonwealth (504 S.E.2d 886) and again in 2000 in Williams v. Commonwealth (537 S.E.2d 21).

The currently controlling case is from 2001.  In Armstrong v. Commonwealth (549 S.E.2d 641) the court made it very clear:

“[i]n a prosecution under Code § 18.2-308.2, once the Commonwealth proves the accused is a convicted felon who possessed an object made to ‘expel a projectile by the combustion of gunpowder or other explosive,’ then it has proven all the necessary elements of the crime based on the plain language of the statute.”

So … the answer is “No!  A convicted felon may not possess black powder firearms, even those that match the definition of antique firearms under Virginia law, such that they are sold without a background check.

If you are a convicted felon who wishes to regain his or her right to possess firearms then I will be glad to discuss representing you in petitioning the court for restoration of your rights.

Posted in Criminal Law, Federal Law, Gun Rights Restoration, Purchasing Firearms, Virginia Law | Comments Off on The old wives’ tale about black powder firearms and felons

Are folding stocks legal in Virginia?

Folding_StockEvery so often I get an email or a phone call from someone who is convinced that folding stocks are illegal in Virginia.

Just to be clear … these people are wrong. Folding stocks are certainly legal in Virginia!

So why does this rumor persist?  I suspect it is because there are a few statutes which specifically do reference “folding stock” in defining certain prohibited conduct.

We will start with § 18.2-308.7 of the Code of Virginia which prohibits the possession of so-called “assault weapons” by “any person under 18 years of age.

In this code section, they define an “assault weapon” based upon a number of possible physical characteristics, one of which is “any semi-automatic centerfire rifle or pistol which expels single or multiple projectiles by action of an explosion of a combustible material and is equipped at the time of the offense with … a folding stock.”

However, this prohibition only applies to those under 18, has numerous other exceptions, and does not, as a general proposition, make folding stocks illegal.

We next turn to § 18.2-287.4 of the Code of Virginia which prohibits the carry of certain loaded firearms, by non-permit holders, in certain jurisdictions.

“It shall be unlawful for any person to carry a loaded (a) semi-automatic center-fire rifle or pistol that expels single or multiple projectiles by action of an explosion of a combustible material and is equipped at the time of the offense with a magazine that will hold more than 20 rounds of ammunition or designed by the manufacturer to accommodate a silencer or equipped with a folding stock or (b) shotgun with a magazine that will hold more than seven rounds of the longest ammunition for which it is chambered on or about his person on any public street, road, alley, sidewalk, public right-of-way, or in any public park or any other place of whatever nature that is open to the public in the Cities of Alexandria, Chesapeake, Fairfax, Falls Church, Newport News, Norfolk, Richmond, or Virginia Beach or in the Counties of Arlington, Fairfax, Henrico, Loudoun, or Prince William.”

This code section has caused a great deal of confusion over the years.  However, it is extremely limited in its scope, only applies to carry of a loaded firearm (not purchase or ownership), does not apply to permit holders, and does not, as a general proposition, make folding stocks illegal.

Finally we look at § 18.2-308.8 which prohibits ownership of “Striker 12 Streetsweepers.” It further extends this prohibition to “any semi-automatic folding stock shotgun of like kind with a spring tension drum magazine capable of holding twelve shotgun shells.

Again, you have to read all of the elements of the prohibition.  It does not generally prohibit folding stocks on shotguns but only applies to those that:

a)  Are semi-auto;

b)  Have a spring-tension magazine; and

c)  The magazine is capable of holding twelve shotgun shells.

At the risk of repeating myself, this statute only prohibits a single specific type of firearm, and does not, as a general proposition, make folding stocks illegal.

Posted in Criminal Law, Virginia Concealed Handgun Permit, Virginia Law | Comments Off on Are folding stocks legal in Virginia?

Understanding 41P / 41F

Other_ShoeThe other shoe has finally dropped …

As many have been predicting since the action date was moved to January last month, yesterday the Attorney General signed a final version of 41P (now known as 41F).

The final rule, which will go into effect 180 days after it has been published in the Federal Register, differs quite a bit from the proposed rule.  Let’s look at some of the immediate questions that need to be answered:

When will 41F take effect?

The rule is set to take effect 180 days after it is published in the Federal Register.  The American Suppressor Association is reporting that this will be ‘on or near‘ July 2nd, 2016 which implies that the final rule was published in the Federal Register yesterday (January 4, 2016).

As of this morning, browsing the Federal Register for yesterday’s date fails to yield a result for 41F but interestingly enough, when you search for the Regulation Identifier Number (RIN) of the rule (1140-AA43) you get the following:

FR_41F_Search

If I didn’t know better, I would think that they are playing fast and loose with the publication requirements of the Administrative Procedure Act.  But nonetheless, we are almost certainly looking at the first week of July for 41F to take effect and you should plan accordingly.

Will it definitely take effect?

This is another popular question.  There were any number of ‘irregularities’ that various attorneys and advocacy groups pointed out when 41P was first published.  Based upon these potential violations of various federal laws governing administrative rulemaking, a number of legal challenges have been suggested.

The most prevalent of these that I am aware of is being planned by the Firearms Industry Consulting Group.  I highly recommend supporting their efforts in this regard.

However, I would advise my clients to proceed under the assumption that it WILL take effect the first week of July and plan accordingly.

Will trusts now be subject to the CLEO signoff requirement?

This was one of the areas where 41F diverges from what was proposed in 41P.  Your comments on 41P made a huge difference!

Trusts, corporations, and other non-individual applicants will now be subject to the same CLEO requirements as individual applicants … however … the requirements have been changed from requiring CLEO sign-off to only requiring CLEO notification.

What is the difference?  It means that your CLEO can be as anti-gun as they wish but they can no longer deny your Form 1 or Form 4 because they do not have to sign-off on it.  You will simply notify them (on a form to be prescribed by the ATF) and that will satisfy the requirement.  They can no longer ban you by refusing to sign.

One additional fact to note is that the notification requirement will apply not only to the grantor of the trust but to all ‘responsible persons’ of the trust.

Who do they consider a ‘responsible person’?

The rule defines a ‘responsible person’ as “those persons who have the power and authority to direct the management and policies of the trust or legal entity to receive, possess, ship, transport, deliver, transfer, or otherwise dispose of a firearm for, or on behalf of, the trust or entity.”

In the case of the trusts I provide to my clients, those would be the joint trustees listed on Schedule B.

Will trusts also be subject to the fingerprinting and photograph requirements?

Yes.  But even here there is a beneficial change between 41P and 41F (due largely I suspect to the ATF’s own staffing limitations rather than to a consideration for applicants).

When a trust applicant submits their first application after the rule takes effect, all ‘responsible persons’ will have to submit fingerprints and photographs.  However, going forward from there, if your trust has had a Form 1 or Form 4 approved within the previous 24 months and there has been no change in the trust or the list of ‘responsible persons’ then you are not required to resubmit fingerprints or photographs.

Will this affect my existing tax stamps?

No.  The rule will only apply to applications made after the rule goes into effect.  Existing tax stamps and applications that go pending before the rule goes into effect will not be impacted.

Where do we go from here?

I wanted to get an article out this morning summarizing 41F and answering the most immediate questions.  I will follow up over the next few hours and days with additional updates about such topics as:

  • Will trusts still be the preferred vehicle for NFA ownership? (Spoiler Alert … the answer is ‘Yes’)
  • What changes should I make to my trust before July?
  • What does this mean for eForms?
  • After July what will I need to do to add or remove joint trustees

If you think of other questions you would like answered, please use the contact form on the right hand side of the page to contact me.

 

Posted in 41F, 41P, ATF, Background Checks, BATFE, CLEO Notification, CLEO Sign-Off, eForms, Form 1, Form 4, Machine Guns, NFA Transfers, NFA Trusts, Regulatory Rulemaking, SBR, Short Barreled Rifles, Short Barreled Shotguns | Tagged | Comments Off on Understanding 41P / 41F

Does ASAP count as ‘mandatory outpatient treatment’ when applying for a Virginia CHP?

VASAPI received an email today from someone who was confused by the language on the Virginia Concealed Handgun Permit application.  For simplicity sake I will call her Terry (not her real name) throughout the rest of this article.

Terry had been convicted of misdemeanor DUI and ordered to ASAP (more accurately known as VASAP) as part of her sentence.

Having completed her sentence successfully (including ASAP) and waiting the requisite 3 years after her conviction per the requirements of § 18.2-308.09(9), she was re-applying for her CHP when she was brought up short by the wording of question 8(d) on the Virginia Concealed Handgun Permit application.

This question asks:

HAVE YOU BEEN INVOLUNTARILY ADMITTED TO A FACILITY OR ORDERED TO MANDATORY OUTPATIENT TREATMENT, OR WERE YOU THE SUBJECT OF A TEMPORARY DETENTION ORDER PURSUANT TO VA. CODE § 37.2-809 WHO LATER AGREED TO VOLUNTARY ADMISSION UNDER VA. CODE § 37.2-805?

Terry’s confusion lies in the fact that the application does not define ‘mandatory outpatient treatment’  nor does it give a statutory reference as it does for the second part of the question.  She was uncertain if the ASAP program, which is mandatory and is outpatient would qualify and did not wish to answer incorrectly.

So how do we answer this question?

Well … we start with the premise that the only dis-qualifiers for receiving a CHP are codified in the Code of Virginia.  The Virginia State Police are not allowed to add requirements of their own and § 18.2-308.02(A) of the Code of Virginia requires that the application request “only that information necessary to determine eligibility for the permit.

Given that, we have to assume that each question relates to a statutory requirement for the issuance of a CHP and since those items which disqualify an applicant are codified in § 18.2-308.09, we will start our search there.

A quick search there does not immediately reveal a relevant disqualification for ‘mandatory outpatient treatment’ but a search of all the referenced statutes shows us a single statute which does contain that term; § 18.2-308.1:3.

Going deeper down the rabbit hole, we come to the end of our analysis.  In this code section we find that § 18.2-308.1:3 only applies to mandatory outpatient treatment ordered when a person is found incompetent pursuant to § 19.2-169.2 or was ordered to mandatory outpatient treatment as part of a commitment hearing held in accordance with § 37.2-814 et seq.

Since an order to attend ASAP as part of a DUI conviction satisfied neither of these requirements, it does not count as ‘mandatory outpatient treatment’ for purposes of answering question 8(d) on the Virginia Concealed Handgun Permit application.

Posted in Criminal Law, Virginia Concealed Handgun Permit, Virginia Law, Virginia State Police | Comments Off on Does ASAP count as ‘mandatory outpatient treatment’ when applying for a Virginia CHP?

What’s going on with 41p now?

ConfusedUPDATE:  The final rule has been released

—————————————————

Since the comment period for 41p ended on December 9th, 2013, we have been waiting to see how the ATF would respond to the record breaking number of comments they received, which pointed out numerous legal flaws in their proposed regulation.

They have responded by continually kicking the can down the road in six month increments while seemingly taking no action.  Back in June of this year, I reported that the ATF had once again moved back the proposed final action date on 41p.  In keeping with the trend, they moved it forward six months to December 2015.

Now, as we close in on December, they have moved the date once again … but this time, it was only by one month.  The proposed final action date is now set for January of 2016 and the industry is abuzz with discussion over what this means.

“Did they simply move it to 2016 as a procedural matter?”

“Does the fact that they only moved it one month mean that they are almost ready to finalize the regulation?”

“Have they addressed the massive number of substantive comments they received?”

“If implemented, will the final version of the regulations have any changes which will correct the legal flaws we identified in the original?”

The answer to all of these questions is “We simply do not know.”

What we do know is this:

  1.  The ATF has publicly stated that, if implemented, the proposed regulation would not be retroactice and that transactions already pending or approved will not be affected.
  2. There are valid legal grounds to challenge the regulation should it be promulgated and a number of law firms are planning for this very eventuality.

So where does this leave us?

First, if you have been waiting to buy an NFA item, now would be a great time to get your NFA trust established and your application pending!

Second, even if 41p were to be promulgated as-written, trusts would continue to be the preferred vehicle for NFA ownership simply due to the usage and estate planning benefits.

Having said that, I personally do not believe that 41p can be promulgated in its current form and survive the inevitable legal challenges.

In summary … do not let fear of 41p stop you from using an NFA trust, with all its benefits, to build your NFA collection.

Posted in 41P, Administrative Law, AOW, ATF, BATFE, CLEO Sign-Off, Federal Law, Form 1, Form 4, Machine Guns, NFA Transfers, NFA Trusts, Regulatory Rulemaking, SBR, Short Barreled Rifles, Short Barreled Shotguns, Tax Stamp | Comments Off on What’s going on with 41p now?