eForms is back for Form 1 Submissions

At the beginning of October, the ATF announced that Form 1’s are once again available for submission via eForms.

Initial applicants have astonishingly reported approvals in as little as 15 days!  And while I suspect that number will increase with volume, it still represents a significant improvement over the six-month-plus approval times we have been seeing with the paper process.

The screenshot below shows the ATF’s instructions for the new process from the eForms site.

In summary, they have devised a process which allows the Responsible Person Questionnaire form(s) (Form 23) to be uploaded, along with your notarized trust while completing the online Form 1.  Once the Form 1 is successfully submitted, the system generates a copy of the Form 1 and a Fingerprint Cover Letter and emails both documents to you.

You then mail the fingerprint cards of each responsible person to the ATF with the Cover Letter.  You then print the CLEO copy of the Form 1 and mail it, with the CLEO copy of your Form 23, to your local CLEO.  I suggest using Priority Mail (or some other form of mailing which provides proof of delivery).  Any additional responsible persons would mail just the CLEO copy of their Form 23, to their local CLEO.

As always, if I drafted your NFA Trust, then I will be glad to assist you in filing your online Form 1.  Prior to calling me to schedule a time, you will need to do the following:

  1. Email me a Scanned Copy of All 17 Pages of Your Notarized Trust
  2. Have Each Responsible Person on the Trust Complete, Print, and Sign a Form 23
  3. Email me a Scanned Copy of the Completed and Signed Form 23(s)
  4. Email me a JPG copy of each responsible person’s passport-style photo
  5. Call me to schedule a time to do the Form 1 together

The following instructions go into greater detail about each of these steps.

Email me a Scanned Copy of All 17 Pages of Your Notarized Trust

This will include the 13 pages of the trust, which ends with the notarized signature on page 13, and each of the four schedules that you have signed and dated.

Have Each Responsible Person on the Trust Complete a Form 23

A copy of the new ‘responsible person’ form 5320.23 (Form 23) will need to be completed by each ‘responsible person’ of the trust (you and anyone on Schedule B of your trust).

Important Note:  Your fellow ‘responsible persons’ will find it much easier to complete this form if they have a copy of your completed questionnaire in front of them so they do not make any mistakes regarding the make, model, serial, etc. of the NFA item.  

The Form 23 may be downloaded from the ATF website.  The form itself is well designed with fillable fields which auto-transfer the data to two additional copies (however, this feature only works if you download the form and open it in Adobe Acrobat or Acrobat Reader.  It will NOT work inside the browser.)

You, and the Joint Trustees listed on Schedule B of your trust, should download the form and each complete it according to the following instructions:

Completing Form 23 – Page 1

  • In Box 1 you should check the box for Form 1.
  • In Box 2 you should put the trust name.
  • In Box 3a you should put your full legal name and your home address.
  • In Box 3b you should put your telephone number.
  • Box 3c can be left blank.
  • If you have changed your name at any time during your life, including being married, then Box 3d should contain all other names you have ever used.
  • In Box 3e you will affix a 2×2 passport-quality photo taken within the last year (on the ATF copy of the form only).  As I noted here, many NFA dealers are planning to offer in-store photography options so you should check with your local gun store.  Failing that, Walgreens is a common provider of this service in many towns.
  • In Box 4a, you should put the type-of-firearm.  Make sure this is exactly the same as what is, or will be, on the NFA item.
  • In Box 4b you should put the manufacturer’s name and the location in which it was manufactured. It is critical that you enter them exactly as they are engraved on the lower! However, if you have a foreign manufactured firearm, you must also be careful to identify the name and location of the original manufacturer and not the importer (which might also be engraved on the lower). If you are manufacturing your own suppressor, or your own SBR based on an un-serialized 80% lower, then your trust is the manufacturer and you should put the trust name, city, and state here.
  • In Box 4c you should put the model of the item. Once again, it is critical that you enter this exactly as it is engraved on the lower! If you are manufacturing your own suppressor, or your own SBR based on an 80% lower, then you will need to assign a model.
  • In Box 4d you should put the initial caliber of the item being built.  Do not put ‘Multi’ as the caliber even if that is what is engraved on the lower.  While you may have multiple uppers for your registered lower, you need to declare a specific primary configuration in this application and you need to retain the ability to return to this configuration. This value should contain the number and the unit of measure such as .30 Cal, 9mm, or 12 Gauge.
  • In Box 4e you should put the serial number of the item. At the risk of repeating myself, it is critical that you enter the serial number exactly as it is engraved on the lower including any alpha-numeric characters! If you are manufacturing your own suppressor, or your own SBR based on an 80% lower, then you will need to assign a serial number. Many people simply start with 001 and proceed in series as they build additional items.
  • Box 5 should contain the information regarding the CLEO whose jurisdiction includes the home address in Box 3a.

Completing Form 23 – Page 2

  • You will need to answer the questions in Boxes 6, 7, and 8 as they apply to you, the person completing the form.  In the example below, I am completing them as I personally would answer them but you will need to answer them truthfully as they apply to you!
  • Note: If you have been convicted of a felony but have since had your gun rights restored then the instructions state you should answer question 6b as ‘No’.  However, I strongly advise you to attach a copy of your restoration paperwork to the Form 23 when submitting it to the ATF.
  • You should enter the date in the field to the right of the signature block.

A Completed Sample of Form 23

The following sample form illustrates what a completed form should look like.

Download (PDF, 928KB)

Printing The Completed Form 23

Once you have completed the Form 23, you will need to print it.  It will print 2 copies.  You should now affix your photo to the ATF copy of the Form 23 only. (DO NOT USE STAPLES)

Signing and Scanning the Completed Form 23

The only place you will need to sign the Form 23 is following the certification statement below Box 8.  You do NOT add “as trustee” to your signature on this form.

Do not forget to sign both copies of the Form 23.

Important:  The ATF requires all signatures to be in either blue or black ink.

Finally, you should scan the completed and signed Form 23 and email it to me.

This entry was posted in 41F, 80% Lower, Administrative Law, AOW, AR Pistols, AR-15, ATF, BATFE, CLEO Notification, eForms, Form 1, Form 23, Manufacturing, NFA Trusts, Processing Times, SBR, SBS, Short Barreled Rifles, Short Barreled Shotguns. Bookmark the permalink.