Does a protective order affect suppressors as well as firearms?

Protective_OrderThe issuance of a protective order has become an increasingly common event in our judicial system and those who own firearms need to be particularly aware of the implications of becoming the subject of such an order. And this is certainly true of those who own a valuable NFA collection.

By now, I believe that most people understand that during the time a person is subject to a protective order, they may be subject to a prohibition on the possession of a firearm. However, in an interesting twist on the topic, I received a call from a potential client this morning asking whether this prohibition on possession might also apply to suppressors.

My initial thought was that suppressors are not firearms and are little different than a scope or other accessory.

However, I knew better than to apply the cold light of pure logic to a legal question and so I started with a quick review of Virginia state law.

Section 18.2-308.1:4 of the Code of Virginia governs the purchase or transportation (but not mere possession) of firearms by persons subject to protective orders.

It is unlawful for any person who is subject to (i) a protective order … to purchase or transport any firearm while the order is in effect. Any person with a concealed handgun permit shall be prohibited from carrying any concealed firearm, and shall surrender his permit to the court entering the order, for the duration of any protective order referred to herein. A violation of this section is a Class 1 misdemeanor.

A quick review of Virginia law and case law fails to show that the term ‘firearm’ should be expanded to encompass a suppressor and in any case, Virginia law only prohibits the purchase and transportation of ‘firearms’.  It does not prohibit their continued possession.

So … It appears that we do not have a state law issue. Now we turn to federal law.

18 U.S.C. 922(g)(8) is the federal statute which governs the transportation and possession of firearms (and ammunition) by those subject to certain protective orders.

(g) It shall be unlawful for any person

(8) who is subject to a court order that—

(A) was issued after a hearing of which such person received actual notice, and at which such person had an opportunity to participate;

(B) restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child; and

(C) (i) includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or

(ii) by its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury; …

to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.

It should be noted that this only applies to certain protective orders that meet enhanced requirements.  However, we are once again left with the term ‘firearm’ that may be subject to definition.  In fact, we do have such a definition in 18 U.S.C. 921(a)(3).

(a) As used in this chapter

(3) The term “firearm” means

(A) any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive;

(B) the frame or receiver of any such weapon;

(C) any firearm muffler or firearm silencer; or

(D) any destructive device. Such term does not include an antique firearm.

So there you have it.  If you are subject to a protective order that meets the requirements of 18 U.S.C. 922(g)(8) then you must treat your suppressor just like a firearm or ammunition and the federal prohibition on possession and transportation will apply.

If you are uncertain whether the protective order against you meets these requirements, the following chart provided by the ATF should be of some assistance.  If you match at least one diamond from each section then you are subject to the federal prohibition.

Protective_Order_Federal_Chart

 

Should you receive notice that you are subject to such a protective order, I recommend immediately surrendering possession and control of your firearms, suppressors, and ammunition to a joint trustee of your trust if you are using a trust to hold your items, or, if not, to a trusted friend or family member for the duration of the protective order.

Posted in Federal Law, NFA Trusts, Protective Orders, Suppressors | Comments Off on Does a protective order affect suppressors as well as firearms?

Why requiring strict scrutiny of gun laws would be a good thing

Constitutional_ScrutinyYesterday I received a call from a friend in Alabama who wanted my opinion on a proposed amendment to the Alabama Constitution which will be on the statewide ballot this election.

The proposed amendment, known as Alabama Amendment 3, is apparently generating a great deal of controversy in the local gun rights community despite being characterized by gun control advocates as an ‘extreme’ pro-gun measure.

Why the concern?  Let’s start with the text of the proposed amendment.

The amendment which, if approved by the voters, would “provide that every citizen has a fundamental right to bear arms and that any restriction on this right would be subject to strict scrutiny; and to provide that no international treaty or law shall prohibit, limit, otherwise interfere with a citizen’s fundamental right to bear arms”, is actually being attacked by certain elements in Alabama as somehow being a back-door gun control bill.

According to a recent news report, those who oppose the amendment believe that “Amendment 3 changes the right to bear arms from one that “shall forever remain inviolate” to one that can be changed so long as the standards of strict scrutiny are met.

This position is based upon a truly flawed understanding of how constitutional rights are protected by the courts and how the Alabama courts have already ruled on the issue.

My friend asked if I would write an article that could explain the issue in simple terms and I hope the following will assist those not familiar with the issue to better understand why such an amendment would be a powerful protection for gun rights at the state level.

1)  Alabama’s constitution contains a provision which protects the right to keep and bear arms.  Specifically, Article I Section 26 of the Alabama Constitution states “That every citizen has a right to bear arms in defense of himself and the state.

2)  No constitutional right is treated by the courts as absolute.  In fact, in the 1980 case of Hyde v. City of Birmingham, the Alabama court of appeals seemed to apply a quite liberal standard in analyzing the right:

… The constitution in declaring that, ‘Every citizen has the right to bear arms in defence of himself and the State,’ has neither expressly nor by implication, denied to the Legislature, the right to enact laws in regard to the manner in which arms shall be borne. The right guaranteed to the citizen, is not to bear arms upon all occasions and in all places, but merely ‘in defence of himself and the State.’ The terms in which this provision is phrased seem to us, necessarily to leave with the Legislature the authority to adopt such regulations of police, as may be dictated by the safety of the people and the advancement of public morals….

3)  How far the courts are willing to go before declaring that a law violates a constitutional protection is known as the ‘level of scrutiny’.  In the Hyde case above, the court went on to explain where they would draw the line:

A statute which, under the pretence of regulating, amounts to a destruction of the right, or which requires arms to be so borne as to render them wholly useless for the purpose of defence, would be clearly unconstitutional. But a law which is intended merely to promote personal security, and to put down lawless aggression and violence, and to that end inhibits the wearing of certain weapons, in such a manner as is calculated to exert an unhappy influence upon the moral feelings of the wearer, by making him less regardful of the personal security of others, does not come in collision with the constitution.

4)  The three basic levels of review are (in order of severity); rational basis, intermediate scrutiny, and strict scrutiny (with other tests being employed for certain rights that are far beyond the scope of this discussion).

Rational basis requires only that the objective of the law be “rationally related to a legitimate government interest.”  When this standard is used, practically any law will withstand scrutiny so long as the government can articulate some vague ‘legitimate interest’ they are serving to protect by passing the law.  In the case of gun laws, this will usually be ‘public safety’.

Intermediate scrutiny is a tougher standard than rational basis and requires that the law being challenged “furthers an important government interest in a manner substantially related to that interest.”  From the Hyde case above, this appears to be the current standard by which gun rights cases are reviewed in Alabama.  It is better than rational basis but not the best for gun owners.

Strict scrutiny is the highest standard or review for fundamental rights.  It requires that the law being challenged “furthers a compelling government interest in a manner that is both narrowly tailored and is the least restrictive possible means.”  This is the gold-standard by which advocates wish all rights to be judged.

In summary:

  • Alabama does have a constitutional provision protecting the right to keep and bear arms.
  • The courts treat all constitutional rights as not absolute.
  • The courts will use some level of review when deciding cases.
  • The courts appear to currently be using a version of intermediate scrutiny.
  • Strict scrutiny is far better than intermediate scrutiny if your goal is to protect the right.
  • The amendment would require the courts to use strict scrutiny in the future.
  • Therefore, passage of the amendment would be a huge victory for advocates of the right to keep and bear arms.

Disclaimer:  I am not licensed to practice law in the state of Alabama and am writing this article as an educational tool focused on the general issues of constitutional law. Nothing herein should be construed as legal advice nor does it give rise to an attorney-client relationship.

Posted in Level of Scrutiny, State Constitutional Provisions, Strict Scrutiny | Comments Off on Why requiring strict scrutiny of gun laws would be a good thing

Can my trust get a curio & relic FFL?

Log_BookTonight I received a call from a friend who was wondering whether or not a trust could acquire an FFL 03 license.

For those of you unfamiliar with the different types of federal firearms licenses (FFLs), a type 03 FFL is what is commonly know as a ‘Collector of Curios and Relics License.’  However, this is commonly shortened to simply ‘C&R license.’

A C&R license allows the licensed party to acquire firearms defined as curios or relics in interstate commerce.  The official definition of a curio or relic is defined in 27 CFR 478.11 and is:

Firearms which are of special interest to collectors by reason of some quality other than is associated with firearms intended for sporting use or as offensive or defensive weapons. To be recognized as curios or relics, firearms must fall within one of the following categories:

(a) Firearms which were manufactured at least 50 years prior to the current date, but not including replicas thereof;

(b) Firearms which are certified by the curator of a municipal, State, or Federal museum which exhibits firearms to be curios or relics of museum interest; and

(c) Any other firearms which derive a substantial part of their monetary value from the fact that they are novel, rare, bizarre, or because of their association with some historical figure, period, or event. Proof of qualification of a particular firearm under this category may be established by evidence of present value and evidence that like firearms are not available except as collector’s items, or that the value of like firearms available in ordinary commercial channels is substantially less.

Therefore, if a trust could acquire a C&R license in the name of the trust then many curio and relic firearms could be acquired directly in the interest of growing a collection.

However the answer to his question is “No.  A trust cannot hold an FFL license of any kind.

Why?

Well … It really all comes down to the definition of a ‘person’.

Quoting from a letter sent by Helen Koppe who is the Chief of the Firearms Industry Programs Branch in a March 17, 2014 letter to Mr. Brandon L. Maddox of Dakota Silencer, “The term ‘person’ is defined by the GCA at 18 U.S.C. § 921(a)(1), to include ‘any individual, corporation, company, association, firm, partnership, society, or joint stock company. The definition of ‘person’ in the Gun Control Act does not include unincorporated trusts.

Now that we know that a trust is not a person for purposes of the GCA, we look to the licensing requirements under 18 U.S. Code § 923 and find that the entire section addresses the licensing of ‘persons’.

Therefore, since a trust is not a ‘person’ for purposes of the GCA, they cannot receive an FFL, C&R or otherwise.

Posted in ATF, ATF Guidance Letters, BATFE, C&R, Curio and Relic, FFL 03, FFL Issues, Firearms Technology Branch, NFA Trusts | Comments Off on Can my trust get a curio & relic FFL?

Want to get your manufacturers FFL? Don’t forget ITAR!

ITARLast week I received a call from an FFL client who was concerned about a conversation he had with an ATF agent during a routine audit.

My client holds a manufacturing FFL but has never actually engaged in manufacturing since his retail business has happily continued to grow and take up all of his available time.  However, the ATF agent told him that, as a manufacturer (active or not), he needed to register with the State Department and pay a yearly fee.

At the end of call, he had two basic questions:

“What requirement was the agent talking about?”

and

“Do I really need to register and pay this fee?”

Let’s start with the first question.  The ATF agent was referring to the requirements of the International Traffic in Arms Regulations (ITAR) which were promulgated to implement the provisions of the Arms Export Control Act of 1976 (AECA).

My client had searched on the internet and spoken with other manufacturing FFLs.  Some had registered and paid the fee and some had not.  Those who had not stated various beliefs such as “You don’t have to register if you make fewer than 50 items per year.”

That sounded reasonable to my client and it momentarily reassured him.  But this is nothing more than an internet rumor.  The regulation which governs the registration requirement makes it clear.

Any person who engages in the United States in the business of either manufacturing or exporting defense articles or furnishing defense services is required to register with the Directorate of Defense Trade Controls. For the purpose of this subchapter, engaging in the business of manufacturing or exporting defense articles or furnishing defense services requires only one occasion of manufacturing or exporting a defense article or furnishing a defense service. Manufacturers who do not engage in exporting must nevertheless register.

As for what constitutes ‘defense articles’, 22 USC 121 contains a complete listing under what is known as The United States Munitions List (USML).  The very first item listed is “Nonautomatic and semi-automatic firearms to caliber .50 inclusive.”  It goes on to include “Ammunition/ordnance for the articles [above].”

The short answer is that those licensed to manufacture firearms or ammunition are covered by ITAR and are required to register and pay the registration fee.

So … how bad is this fee?  It’s pretty bad.  If you are not engaged in exporting then you would be considered a ‘Tier 1’ registrant.  Therefore you would only have to pay the lowest possible fee.

A set fee of $2,250 per year is required for new registrants or registrants for whom the Directorate of Defense Trade Controls has not reviewed, adjudicated or issued a response to any applications during a 12-month period ending 90 days prior to expiration of the current registration.

After I explained this to my client, he asked “Why haven’t I heard about this before?  Why doesn’t the ATF tell us about it?”  Well … they do … sort of.

In the ATF Importation Guidebook they note that “In order to engage in the business of exporting, manufacturing, or brokering items on the USMIL you must be registered with the Department of State which administers the export and manufacturing provisions of the AECA. Generally, persons holding a manufacturer’s FFL (Types 06, 07, and 10) must register as a manufacturer with the Department of State unless specifically exempted.

Are there 06, 07, or 10 type FFLs who have not registered and have not been prosecuted? Yes there are.  But they could be prosecuted at any time and the penalties are severe.

Is it stupid?  Of course it is!  But legally there is no question.  If you are getting, or already have, an 06, 07, or 10 FFL then you need to consider the ITAR yearly registration fee as a cost of doing business and register.

Disclaimer:  This information is presented for educational purposes only and does not give rise to an attorney-client relationship. Additionally, I am licensed to practice law in the Commonwealth of Virginia and this answer may not be appropriate for other states.

Posted in AECA, ATF, BATFE, Federal Law, FFL Issues, ITAR, Manufacturing, USMIL, USML | Comments Off on Want to get your manufacturers FFL? Don’t forget ITAR!

How do I expedite a Form 20?

UrgentEarlier this week I received a call from a client who had a last-minute opportunity to attend an out-of-state hunting event.  While he was excited about the opportunity, he had a problem.  The gun he wanted to take was an SBR and he did not have a Form 20 for the location where the hunt was taking place.

His question was “Is it possible to expedite my Form 20?

I gave him the quintessential legal answer … “Maybe.

After I spoke with the client, I called my point-of-contact at the NFA Branch and asked what application method would give my client the best chance for a quick approval.  While he would make no guarantees, he verified that the following process would offer the best chance:

  1. Have a good reason to need the Form 20 expedited.  This is not a process to use for all your Form 20s.
  2. Call first and let your examiner know that the expedited request is being faxed.
  3. Fax the completed Form 20 to (304) 616-4501.
  4. Include a cover sheet requesting an ‘Expedited Review’
  5. Include full contact information on the cover sheet including a return fax number.

For those of you who have more time, remember that you can get Form 20s approved for up to a year at a time.  Plan early for scheduled hunting trips and shooting events.

Posted in ATF, BATFE, Form 20, Interstate Firearm Transfers, Interstate Travel, NFA Trusts, SBR, Short Barreled Rifles | Comments Off on How do I expedite a Form 20?